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Thomas Bischof

Thomas Bischof

Director of Compliance and Legal Affairs

Tom serves as our Director of Compliance and Legal Affairs for our firm. He is responsible for maintaining regulatory compliance across all firm activities including trading, operations, technology, security, licensing, and communications. To ensure that all interests are appropriately aligned, Tom does not give legal advice or perform legal work for Bagby Wealth Management clients.

In January 1998, Tom joined Bagby Investment Consultants (now Bagby Wealth Management). In preparation for the transition, he completed courses at Southeast Missouri University in business and finance and then obtained Series 7, 63, 66 and 24 securities registrations plus a Missouri Life Insurance License.

In 1978, Tom obtained his law degree from the University of Missouri, Kansas City. He practiced law in Dexter, which included estate planning, probate, wills, tax planning, Social Security, business, banking, and corporate law. Toms legal expertise guides Bagby Wealth Management in the complex environment of legal and regulatory compliance. Additionally, he develops company policy and contracts that provide structure to the firm.

Tom and his wife Beth live in Bloomfield where he remains active in the community. He has served on the Dexter Regional Healthcare Foundation Board of Directors from 2000 to 2015. He assisted with fundraisers for the Bloomfield PTO from the mid 1990s until 2009 and served as a member of the Bloomfield City Council from 2007 - 2011.