Mr. Waters started in the financial services industry in 1999 immediately after earning his Bachelors of Science in Personal Finance from The Ohio State University. He holds Series 7, 63, and 65 registrations and is licensed to sell life, health, and long-term care insurance.
Mr. Waters excelled at both AXA Equitable and Raymond James before joining Triumph Capital, LLC. He manages wealth for individuals, corporations, and nonprofit institutions. In 2009, he was selected as one of The Best Personal Wealth Managers in the Denver area. Most recently, Mr. Waters was selected to the 2012 Five Star Wealth Managers list, representing less than four percent of the wealth managers in the Denver area. The Five Star program is the largest and most widely published wealth manager award in North America.
Mr. Waters employs technology to offer modern, cost efficient portfolios and utilizes select leading institutional money managers for individuals and families in virtually all phases of wealth accumulation, from modest to high net worth clients.
The inclusion of a wealth manager in the Five Star Wealth Manager award, as well as any other referenced award are based in part, on client response to survey and additional criteria utilized by awarding organization which are not necessarily representative of the experience of all clients. The awards or ratings are not indicative of the wealth manager's future performance or success. Please visit the disclosure section of our website for more information on this.
The inclusion of a wealth manager on The FIVE STAR Wealth Manager Award responses from the survey used may not represent the experience of all clients. The rating is not indicative of the wealth manager's future performance.